How to simplify trade surveillance, communications oversight and reporting, while increasing automation, reducing risk and saving cost.
Looking at five key areas that can help financial firms improve how they manage their compliance requirements and prepare for regulatory change.
A guide to how a data-driven approach to compliance and risk can improve regulatory reporting, best execution, and market abuse surveillance.
We’ll give you a tour of our platform, so you can see how data insight drives results.
Book a demo todayKen Leech Charge - Unfair Allocations (Cherry-Picking) - SEC - Nov 2024
25 November, 2024 | Enforcement Actions
Beyond Market Surveillance: Insights from Regs & Eggs New York 2024
19 November, 2024 | Blog
Macquarie Bank London Fine - £13m - Fictitious Trades - FCA - Nov 24
18 November, 2024 | Enforcement Actions
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