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    Surveillance Algorithm Applicability

    Answer these 10 questions to see which market abuse algorithms are relevant for your firm.

    • Question 1 of 10

      Do you have Direct Market Access?

      Yes No
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    • Question 2 of 10

      Do you trade LME securities?

      Yes No
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    • Question 3 of 10

      Does your trade flow include a mix of either client agency or prop trades?

      Yes No
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    • Question 4 of 10

      Is there a risk of information leakage within your firm given a high-touch trade-flow?

      Yes No
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    • Question 5 of 10

      Do you maintain a Personal Account Dealing register?

      Yes No
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    • Question 6 of 10

      Do you maintain any restricted or prohibited securities list?

      Yes No
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    • Question 7 of 10

      Are you an Execution only broker?

      Yes No
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    • Question 8 of 10

      Do you trade Fixed Income, illiquid equities or have any internal restrictions against maximum allowable times in which to retain a position in certain securities?

      Yes No
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    • Question 9 of 10

      Are you a CFD/SpreadBet broker?

      Yes No
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    • Question 10 of 10

      Do you trade Listed Products, Single Stock Equity Options, or Single Name CDS, Single Stock Equity CFDs, Single Stock SpreadBets?

      Yes No
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    LOCATIONS

    United Kingdom - 5th Floor, 55 Strand, London, WC2N 5LR

    United States - 600 Fifth Avenue, New York, NY 10020

    Singapore - 600 North Bridge Road #23-01 Parkview Square Singapore 188778

    Portugal - Av. da Liberdade 747 1ºD, 4710-251 Braga

    India - No. 613, 12th Main, HAL 2nd Stage, Bangalore - 560008

    UK

    +44 203 176 8301

    US

    +1 516-777-9931
    Send us a message

    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

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