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    Regs & Eggs™ at the House of Commons

    Harnessing the Power of Information
    Making use of multi-dimensional data

     

    29 April 2022

    Register your interest here:

    Exploring how financial firms can harness the power of data

    2022 is shaping up to be pivotal for the way financial services firms engage with data to enhance their compliance and decision making. A wide range of pre-existing trends – such as increased cloud adoption, flexible working, compliance automation and data governance – have been amplified and accelerated by Covid-19 and related events. This has highlighted the problems with scattered and ungoverned data and the weaknesses of technology that is operated on-premise. 

    Now, new priorities are emerging around how firms should harvest, process, store and use data. Business leaders know that data sitting in silos or spread across different platforms is difficult to use, control and oversee, but never before has the need for easily accessible data been so clear. The ability to access and use one’s data is not only vital for operational resilience and market abuse detection, but now one of the most important drivers for a competitive advantage due to the importance of speedy decision-making.

    This interactive breakfast event will explore how financial firms can harness the power of data and discuss what effective data management looks like for compliance and beyond. 

    Why attend Regs & Eggs

    As the financial landscape becomes even more complex and competitive, this event will present the latest theories and thoughts around how effective data management can enable firms to enhance operational and compliance processes. In this interactive setting you will hear from leaders in the field of data science, artificial intelligence, compliance and trading about the key considerations for developing a futureproofed data strategy. 

    Register your interest

     

    Agenda

    08.30:
    Arrival and coffee reception

    08.45:
    Seated breakfast served

    09.15:
    Welcome address from SteelEye CEO, Matt Smith

    09.30 - 11.00

    Details

    Date:
    29 April 

    Time:
    08.30-11.00

    Location:
    House of Commons, Houses of Parliament, London SW1A 0AA

    Don't miss the chance to join this working breakfast at the House of Commons 

    [ Register your interest here ]

    SESSIONS AND SPEAKERS

    Agents of Change: The Role of Compliance in Building Better Data

    Compliance and surveillance teams are storytellers with data. As that data becomes more multidimensional and interconnected, we are able to transition from static snapshots and linear analytics to true reconstruction of events and analysis of intent. Current engagement models require compliance teams to take a heavy role in the compilation and cross-linking of data in compliance-owned data lakes. However, there is the opportunity to influence upstream data owners to "bake in" multidimensional data linkage and richer data flows. This would have the dual benefit of providing cleaner and richer starting data, and reducing the risk owned by compliance teams.

    Lawrence Deju-Wiseman 1

    Lawrence Deju-Wiseman

    Director, PWC

    Lawrence Deju-Wiseman is a Director in PwC's Market Abuse Financial Crime practice, within Forensic Services. He leads on engagement with cross-asset exchanges, venues, and brokerages and also on supporting cryptoasset firms in exploring Market Abuse risks. Prior to this, Lawrence was the Global Head of FX and Cross-Asset Derivative Surveillance at HSBC, where he led a team on both BAU surveillance activity and a global change programme implementing a market-leading controls environment. He has previously served as an FX options trader at BP, and is dual qualified as a New York attorney and a UK chartered accountant with a focus on financial services forensic accounting.

    AI and the Top 40

    The current widespread excitement about AI is about the third time in its 70-year career that the discipline of AI has been at the top of the charts. After each previous Number 1 Hit, we've disappeared without much trace, and endured what researchers in AI call an "AI Winter".   Peter McBurney will explain why this history should lead us to be somewhat sceptical about many current AI claims.  In addition, he will talk about some of the challenges that developers of AI still face, most of which will require backing vocals and even instrumental solos from other disciplines and professions, especially from the law, economics, psychology, and even theology.

    Peter McBurney-1

    Peter McBurney

    Head of Technology Consulting, Europe, Middle East, and Asia, Norton Rose Fulbright LLP

    Peter is a Professor of Computer Science and a former Head of the Department of Informatics at King's College London, where he undertakes research on blockchains and distributed ledger technologies (DLT), cryptocurrencies and token economics, and AI. Peter is part of a team providing management consultancy advice to clients across different industry sectors who wish to take advantage of the opportunities created by the adoption of new and disruptive technologies.

    As a member of the Academic Advisory Council of the UK Financial Conduct Authority, Peter advises on the use of AI and distributed ledger technologies in financial regulation.

    Panel: Using regulatory data to drive operational alpha

    Bruce Kellaway_2

    BRUCE KELLAWAY

    Global Head of Securities and Collateral, LCH

    Bruce Kellaway is CEO of Unavista, LSEG’s regulatory reporting business and Global Head of Securities and Collateral at LCH, covering RepoClear, EquityClear, SwapAgent, and Collateral. Bruce is focused on helping clients through innovation in products, processes and data. Prior to joining LCH in September 2014, Bruce spent 20 years at Lloyds Banking Group, where he was Head of Rates Trading and also Interim Head of Trading. During his time at the bank, Bruce was instrumental in building a successful and focused rates trading function and creating a leading GEMM (Gilt-Edged Market Maker) from scratch. Bruce studied Economics at the University of Durham.

     

    Michael Lee1

    Michael Lee

    Partner, Baringa Partners

    Michael is a Partner in Baringa’s Data, Analytics, and Artificial Intelligence practice. Prior to joining Baringa, he held senior leadership roles for large global software and management consulting firms, and academic positions at Oxford and Cambridge. He has spent the last 20 years helping organisations improve with the use of data, from insights to automation and the application of machine learning. This has been through engagements and the provision of services and solutions across a breadth of business areas including front office, operations, risk, regulatory, and strategy.

    Chris Dearie.1

    Chris Dearie

    Deputy CEO, Parameta Solutions at TP ICAP

    Chris Dearie has more than 20 years’ experience managing commercial market data teams. Chris is Deputy CEO and Head of Strategy for Parameta Solutions, TP ICAP Group and has worked at Tullett Prebon and TP ICAP for nearly 15 years. Chris manages global teams responsible for product development, product marketing, strategic partnerships and acquisitions. Prior to joining Tullett Prebon, Chris held a number of roles at Reuters including having global responsibility for managing exchange market data contracts, and management of the European Content Acquisition team. Chris sits on various industry discussion groups and speaks regularly on panels about policies and strategy in market data.

     

    Moderator

    Emmy-Granstrom

    Emmy Granström

    Global Head of Marketing, SteelEye

     

    ABOUT REGS & EGGS

    We launched our Regs & Eggs event series in 2017 - inviting industry experts to share their insights and views on the latest regulatory changes over breakfast (eggs to be specific). The last in-person event was hosted at the House of Commons in November 2019 and brought together speakers from the FCA, UnaVista, Baringa, Cruxy, ING and more.  The sole purpose of these events is to share knowledge and facilitate discussions with industry leaders about the key factors that impact financial services compliance.

    In response to the Covid-19 pandemic, we hosted our Regs & Eggs events online in 2020. The first one focussed on market abuse monitoring and included speakers from SIX Exchange, Baringa Partners and Finceler8. The second virtual event was about holistic surveillance and featured speakers from ING and Fidelity International. We also recorded a Regs & Eggs Video, where SteelEye CEO, Matt Smith, discusses key RegTech and regulatory reporting challenges with Dario Crispini, the CEO of Kaizen Reporting. 

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