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    WisdomTree Asset Management SEC Fine - $4M - ESG Fund Misstatements
    Enforcement Actions

    WisdomTree Fine - $4M - ESG Fund Misstatements - SEC

    SteelEye    |    07 November 2024

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    TD Securities Fine 2024 - Spoofing - $22.3m - SEC
    Enforcement Actions

    TD Securities Fine 2024 - Spoofing - $22.3m - SEC

    SteelEye    |    01 November 2024

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