Close Form

    Latest News

    Stay up-to-date as we innovate in compliance tech and data consolidation.

    Ken Leech 2024 SEC Cherry Picking Charge
    Enforcement Actions

    Ken Leech Charge - Unfair Allocations (Cherry-Picking) - SEC - Nov 2024

    SteelEye    |    25 November 2024

    Read More
    Macquarie Bank London Fine - £13m - Inadequate Trading Controls - FCA
    Enforcement Actions

    Macquarie Bank London Fine - £13m - Fictitious Trades - FCA - Nov 24

    SteelEye    |    18 November 2024

    Read More
    Metro Bank Fine - £16.7m - Inadequate Transaction Monitoring - FCA
    Enforcement Actions

    Metro Bank Fine - £16.7m - Inadequate Transaction Monitoring - FCA - Nov 24

    SteelEye    |    12 November 2024

    Read More
    WisdomTree Asset Management SEC Fine - $4M - ESG Fund Misstatements
    Enforcement Actions

    WisdomTree Fine - $4M - ESG Fund Misstatements - SEC - Oct 24

    SteelEye    |    15 October 2024

    Read More
    Merrill Lynch 2024 FINRA Fine $2m
    Enforcement Actions

    Merrill Lynch Fine - $2m - Trade Reporting Errors - FINRA - Sep 2024

    SteelEye    |    30 September 2024

    Read More
    Macquarie Bank Fine - $4.995M - Marking the Close - ASIC - September 2024
    Enforcement Actions

    Macquarie Bank Fine - $4.995M - Marking the Close - ASIC - Sep 24

    SteelEye    |    24 September 2024

    Read More
    Independent Financial Group 2024 - FINRA Fine - $500k
    Enforcement Actions

    Independent Financial Group Fine - $500k - FINRA - Churning - Sep 2024

    SteelEye    |    23 September 2024

    Read More
    J.P. Morgan Securities Fine - $200m - Data Completeness - CFTC - May 2024
    Enforcement Actions

    J.P. Morgan Securities Fine - $200m - Data Completeness - CFTC - May 2024

    SteelEye    |    23 May 2024

    Read More
    TD Securities Fine 2024 - Spoofing - $22.3m - SEC
    Enforcement Actions

    TD Securities Fine 2024 - Spoofing - $22.3m - SEC - Jan 24

    SteelEye    |    18 January 2024

    Read More
    cta_graphic
    Don’t Just Comply. Compete.

    Gain the insight to steal a march on your competitors, with a single lens for all your financial data.

    Book a Demo

    Solutions

    About

    LOCATIONS

    United Kingdom - 5th Floor, 55 Strand, London, WC2N 5LR

    United States - 600 Fifth Avenue, New York, NY 10020

    Singapore - 600 North Bridge Road #23-01 Parkview Square Singapore 188778

    Portugal - Av. da Liberdade 747 1ºD, 4710-251 Braga

    India - No. 613, 12th Main, HAL 2nd Stage, Bangalore - 560008

    UK

    +44 203 176 8301

    US

    +1 516-777-9931
    Send us a message

    STEELEYE LIMITED, A COMPANY REGISTERED IN ENGLAND AND WALES WITH COMPANY NUMBER: 10581067, VAT NUMBER: 260818307 AND REGISTERED ADDRESS AT 55 STRAND, LONDON, WC2N 5LR.

    aicpa-soc logo aicpa-soc logo