Automation-powered hedge fund compliance solutions

Hedge fund compliance solutions

New regulations and increased scrutiny require hedge funds to display greater transparency and carry out more comprehensive regulatory responsibilities. However, with vast volumes of data spread across multiple systems, compliance officers have their work cut out to meet their obligations.

SteelEye’s award-winning RegTech platform offers cutting-edge hedge fund compliance solutions, including regulatory reporting, trade surveillance, and communications oversight tools, to streamline data management and ease compliance pressures.

50% of firms view regulatory reporting as one of their top investment priorities for the year ahead.”

[Source: Annual Compliance Health Check Report 2022]

Hedge fund compliance made simple
with advanced data management

Improving compliance is a top priority for hedge funds in order to satisfy evolving regulatory demands. However, given the complexities involved and the implications of compliance breaches, your transaction reporting, surveillance, and data management processes need to be watertight.

SteelEye’s cutting-edge Hedge Fund Compliance Solutions, powered by automation, consolidate your data from multiple sources and simplify hedge fund compliance - future-proofing your firm for regulatory change. Data is stored in an immutable, internationally compliant format (in line with CFTC, FINRA, IIROC, MiFID II, MAR, SEC rules, and more) for robust record-keeping and eDiscovery. Qualitative validation ensures your reporting, oversight, and risk detection meet the regulatory standards.

Take control of your data with SteelEye

SteelEye simplifies trade and communication oversight and regulatory reporting while letting you take control of your data and enhance your insight. Get a consolidated view of all your transactions, communications, and market data under a single lens.

Here’s what you can expect from SteelEye's Compliance software:

A single platform to satisfy hedge fund compliance requirements

Manual processes, legacy systems, and data silos are no longer fit for purpose in hedge fund compliance. To ensure your record-keeping is accurate and auditable you need a platform that consolidates your data and enables you to efficiently monitor and report on it. SteelEye offers a single lens for all your data - reducing complexity, risk, and human error. All data is normalized, mapped, and indexed, making it instantly searchable and retrievable.

Explore SteelEye’s data platform

Holistic oversight and surveillance solution

Today’s hedge fund surveillance requirements demand proactive data monitoring to identify and prevent threats. There are serious reputational and financial implications for firms that haven't taken the necessary precautions. SteelEye’s holistic surveillance solution, smart reporting tools, and advanced algorithms examine and monitor your structured and unstructured data to strengthen your market abuse detection, reduce false positives, and ensure risks are flagged and dealt with quickly.

Learn more about holistic surveillance

Leverage integrated data for unparalleled insights

Thanks to our holistic data management solutions, you can leverage your data for a range of purposes, from building bespoke reports to intricate analytics and management information. Our next-generation Insights tool integrates disparate data and gives hedge funds unrivaled visualization capabilities to improve decision-making and gain a competitive advantage.

Discover the next-gen data insights tool

Ensure Best Execution

SteelEye’s comprehensive and asset class-agnostic solution enables effortless and continuous best execution monitoring and transaction cost analysis. Data is automatically enriched with external tick and reference data from a range of international exchanges. The platform enables you to set up alerts, detect outliers from your Order Execution Policy (OEP), and deploy rapid backtesting.

See how we enhance best execution

How our hedge fund compliance solutions
address key challenges

Data quality is the biggest barrier to reliable and accurate hedge fund compliance. Our award-winning software helps compliance officers to keep up with global regulations and address the key regulatory challenges hedge funds are facing, such as:

  • Vast amounts of data from a growing number of sources
  • Silos, misalignment, and unstructured data
  • Legacy systems and processes
  • Regulatory change and increased scrutiny 

SteelEye’s solutions are designed by regulatory experts, market practitioners, and data scientists who understand hedge fund compliance needs. Our intuitive RegTech platform simplifies data management, eases compliance worries, and helps you gain a competitive advantage.

Theorema

“We were impressed not only by the SteelEye user-interface and features, but by the fact that everyone we met was genuinely trying to solve our problems, not just sell us a solution.”

CIAM

“We were looking for an independent vendor that would enable us to proactively manage our regulatory obligations. We also wanted a solution that would allow us to respond to regulatory change quicker. SteelEye was the perfect fit.”

Ardent Financial 2-1

“SteelEye enables us to automate as much of our compliance set up as possible, reducing the complexity of what can otherwise be an arduous and painful process. Very few other vendors offer the same breadth of regulatory compliance solutions.”

Key benefits of SteelEye’s hedge fund
compliance solutions & software

Comprehensive data consolidation

Managing multiple vendors and bringing together data from various sources is a headache for compliance officers. Our hedge fund compliance solutions consolidate your data to simplify record-keeping, trade surveillance, and communications oversight. The ability to overlay and make sense of both structured and unstructured data on a single platform is a game-changer.

Cost-savings through efficiency

The efficiency of our cloud-based data management platform drastically reduces your workload and provides cost efficiencies for your hedge fund. With speedier investigations, rapid data searches, and advanced workflow automation, you can save both time and resources.

Enhanced data management & insights

SteelEye’s advanced data management capabilities let you gain full visibility and control of your trading and compliance operations while our cutting-edge analytics provide timely insights on risks and opportunities. These insights give you a competitive edge and scope to improve performance.

Reduced risk of non-compliance

Penalties for regulatory breaches are a big concern for hedge funds. You need demonstrable compliance across all activities. Our hedge fund compliance software tracks every interaction, from data ingestions and regulatory processes, to each login, change, or search made.

Why leading firms use SteelEye to bolster Hedge Fund compliance

Combining automation, AI, and machine learning technologies, SteelEye enables firms to meet regulatory obligations more efficiently and accurately than any other solution. Integrate an unparalleled range of systems for holistic data management, compliance, and insight.
Risk Markets Technology Awards 2024
HFM European Services Awards 2024
Sell-Side Technology Awards 2024
TradingTech Insight Awards Europe 2024
SteelEye Best Market Surveillance Provider 2023
SteelEye RegTech Insight Awards 2023
SteelEye Best in RegTech Markets Choice Awards 2023
SteelEye Best Integrated Surveillance Firm
SteelEye Best Compliance Product in the Waters Sell-Side Technology Awards 2023
SteelEye Best workplace culture
SteelEye 2023 Trading Tech Insight Awards Europe
SteelEye Technology Innovation With Intelligence Awards 2023
SteelEye Data management insight awards Europe 2022
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SteelEye best market surveillance tool 2022
HFM European Services Awards 2022
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HFM Best risk management provider 2022-US
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RegTech-Insight-Awards-22 (1)
Best buy-side compliance product - regulatory reporting
Risk Awards 2021 SteelEye (3)
Best buy side market surveillance tool platform (2)
HFM European Technology Awards 2021 - Best regtech solution
HFM Awards - Best Hedge Fund Data Management Homepage-min
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TradeTech Insight Awards 2021 Best Trade Reconstruction Solution
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See our data-driven compliance platform in action

Watch this short video to get a glimpse of how our regulatory compliance tools work.

If you’d like a deeper look at our hedge fund compliance software, you can get a SteelEye demo. Take a test drive of our award-winning RegTech platform!

Want to discuss our hedge fund compliance software?

Our platform is built to meet today’s compliance requirements, as well as those of the future, for a seamless and continuous experience. If you’d like to know more about our hedge fund compliance solutions & software, drop us a message at sales@steel-eye.com or call +1 516-777-9931. You can also request a free consultation and we’ll set up a tailored session to discuss your key business challenges and how we can help you transform your compliance capabilities.