SteelEye Data Platform

Archiving and Record Keeping solution with eDiscovery, Trade Reconstruction, and Analytics

Your regulatory obligations simplified.

Not only have regulatory requirements become onerous, they are constantly growing, and each piece of legislation is large and complex. This has increased the pressure on the compliance function - driving up costs and the demand for skilled staff.

SteelEye enables you to effortlessly bring together your structured and unstructured data from disparate systems, store that data in an immutable and tamper-proof Write Once, Read Many (WORM) format in line with global obligations, and leverage it for simplified and cost-effective compliance with FINRA, MAR, MiFID II, SEC rules and more.

The SteelEye Data Platform consolidates, securely archives, and indexes your trade, order, communication, market, and reference data on a single platform.

With all your data in one place, the Data Platform offers compliant record keeping and eDiscovery, as well as trade reconstruction

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The SteelEye Data Platform includes:

Archiving & Record Keeping

Global regulations require you to store data related to transactions and activities in a secure and search-ready archive. SteelEye brings together your structured and unstructured data from a wealth of sources and archives it in an immutable and tamper-proof format, so you can easily meet regulatory demand under MiFID II, FINRA, SEC, IIROC, and other regulations.

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Trade Reconstruction

At any point, regulators can request that you recreate the conditions surrounding a trade or order, and you may be given as little as 72 hours to comply. With SteelEye, all your data is instantly indexed, searchable, and retrievable, so it only takes seconds to zoom in from the portfolio view to the single order view. All trade data is overlaid with related communications data, as well as independent pricing, making it easy for you to prove to regulators exactly how, when, and why a trade or order took place.

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SteelEye Trade Reconstruction

 

Screenshot of SteelEyes trade and order analytics

 

Trade & Order Analytics

By bringing together all your data under a single lens, you gain a new level of insight into your business. With SteelEye, you can drill down from a portfolio level view to the asset class, financial instrument, or even individual trade to ask better questions and make better decisions. SteelEye's user-friendly and intelligent analytics tools provide you with actionable answers to some of the most challenging questions, giving you a true understanding of your business from top to bottom.

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eDiscovery

SteelEye gives you full control of your financial data so you can effortlessly meet regulatory demands and avoid costly sanctions. With our advanced eDiscovery and machine learning technology, you can effortlessly identify, retrieve, and reproduce any data set. This enables you to automatically detect and analyze anomalies across your data and create easily exportable cases for further investigation. 

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SteelEye eDiscovery

SteelEye Voice Transcription (1)

Voice Transcription

SteelEye provides integrated transcription of call recordings as well as translations into 54 languages. This can be used for advanced call analytics and enhanced lexicon searches, resulting in effortless investigation of calls without having to listen to each recording. Within Communications Surveillance, you can also configure automated rules to search for words and phrases commonly used in phone conversations.

“We have seen major benefit from the SteelEye solution. Not only in terms of meeting regulatory requirements for record keeping and reporting, but also in terms of being able to derive important insight from interrogating the data to help us run our business more efficiently.”

Ian Webb, Chief Compliance Officer, Avatrade

US Markets Choice Awards 2023 - Best in Regtech
Industry Recognized Solution

SteelEye was named the Best in Regtech in the 2023 US Markets Choice Awards.

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Other Solutions

Trade oversight

Communications oversight

Record keeping & archiving

Best execution & TCA

Regulatory reporting

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